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LLMs, GenAI, RAG, agents, evaluation · insight-0571

Re-measure core capabilities after alignment tuning to catch an alignment tax

Evidence type
empirical finding
Difficulty
medium
Roles
ML engineer, Applied AI
Industries
cross-industry

Summary: situation, action, reason, boundary

  1. Situation

    A model tuned for helpfulness and tone on support conversations is promoted after winning preference comparisons.

  2. Action

    Run the capability eval (task metrics and general canary sets) before and after every alignment step, set a maximum acceptable regression per capability, and consider mixing original-task data into tuning when regressions appear.

  3. Reason

    The InstructGPT work observed performance regressions on some public NLP datasets after RLHF (an "alignment tax") and reduced them, without fully removing them, by mixing pretraining updates into PPO.

  4. Boundary

    Any preference or instruction tuning of a model used for several tasks.

Symptom or risk

Extraction accuracy, arithmetic or domain Q&A quietly regress, because the preference eval did not cover them.

Exceptions

Single-purpose models only need their own task eval.

Trade-offs

Mixing data adds tuning complexity and may slow alignment gains.

Pitfalls

Evaluating aligned models only with preference win rates.

Lessons and concepts

Claims and their sources